Lee is a senior investment advisor at Nusenda Credit Union, with over 28 years of experience in New Mexico, and is also a CERTIFIED FINANCIAL PLANNER™ professional since 2016. He approaches his role by putting himself in the member’s shoes when considering goals, risk tolerance, and time horizon when formulating financial recommendations. Member goals often include funding a secure retirement, investing to assist children and grandchildren with higher education expenses, travel, and planning for special occasions. Lee has experience in financial planning, wealth transfer, and addressing long-term care funding solutions. He assists members in strategizing for retirement distributions to minimize tax liability while potentially extending the life of funds.
Lee has a Bachelor of Business Administration in Finance from Texas Christian University and a Master in Business Administration in Banking and Finance from the University of North Texas. He is married and has a son studying political science at Southern Methodist University. Lee was born in Dallas and enjoys watching the Dallas Cowboys and the TCU Horned Frogs play football. Lee relocated to Albuquerque in 1993 and then joined the financial services field.
Lee is a Registered Advisor Representative (IAR) with CUSO Financial Services, L.P. and has the following securities and insurance licenses and wealth management designations:
- Series 7
- Series 65
- Series 63
- New Mexico Insurance license: Accident, Health, Casualty, Life, Property, Variable Life and Variable Annuity
- CERTIFIED FINANCIAL PLANNER™
- Chartered Life Underwriter
- Chartered Financial Consultant
- Retirement Income Certified Professional
- Wealth Management Certified Professional
- Certified Trust and Fiduciary Advisor
*Non-deposit investment products and services are offered through CUSO Financial Services, L.P. (“CFS”), a registered broker-dealer (Member FINRA / SIPC) and SEC Registered Investment Advisor. Products offered through CFS: are not NCUA/NCUSIF or otherwise federally insured, are not guarantees or obligations of the credit union, and may involve investment risk including possible loss of principal. Investment Representatives are registered through CFS. The Credit Union has contracted with CFS to make non-deposit investment products and services available to credit union members.
Financial Advisors are registered to conduct securities business and licensed to conduct insurance business in limited states. Response to, or contact with, residents of other states will be made only upon compliance with applicable licensing and registration requirements. The information in this website is for U.S. residents only and does not constitute an offer to sell, or a solicitation of an offer to purchase brokerage services to persons outside of the United States.
CFS representatives do not provide tax or legal guidance. For such guidance please consult with a qualified professional. Information shown is for general illustration purposes and does not predict or depict the performance of any investment or strategy. Past performance does not guarantee future results.